Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Sue MorkFBL Marketing Services, LLCLincoln Investment09-20-2019
Graham JepsenCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Amy Lynn WrightLPL Financial LLCAvantax Advisory Services09-11-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
Mark Duane GarrodCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-25-2019
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Patrick Thomas LonerganCentral Wealth Management, LLC.NYLIFE Securities LLC07-18-2019
Ruth Alice JohnsonCUNA Brokerage Services, Inc.Key Investment Services LLC07-09-2019
Robert Emmett Lee Jr.Nations Financial Group, Inc.B. Riley Wealth Management07-01-2019
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
David Michael BeckerKeystone Wealth Management Inc.Cetera Advisors LLC06-04-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Mark Benjamin KonrardyPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Jason Anthony SartoriPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Eric Matthew AmbergPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Tammy Lee BeasleyPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Adam Matthew MangunoLegacy Financial GroupEdward Jones05-23-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC05-16-2019
Logan Cole QueckIntegrity Wealth Management LLCRoyal Fund Management, LLC05-15-2019
Ethan Scott Van HollandMutual of Omaha Investor Services, Inc.HD Vest Investment Services05-13-2019
Peter John RothamelRothamel Wealth Management, LLCSuccessful Resource Management, Ltd.05-09-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
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Showing 1 to 25 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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