Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Stevens YoderLPL Financial LLCAmeriprise Financial Services, Inc.01-03-2020
David LanePrivate Client Services, LLCUnited Planners' Financial Services Of America A Limited Partner01-02-2020
Bryce Timothy ShelmanAmeriprise Financial Services, Inc.Cambridge Investment Research Advisors, Inc.12-20-2019
Todd Bogan PaynterCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.11-26-2019
Jason Christopher RobinsonBerthel, Fisher & Company Financial Services, Inc.Securian Financial Services, Inc.11-25-2019
Thomas Joseph FogertyBFC Planning, Inc.Hornor, Townsend & Kent, LLC11-22-2019
Sherwin A. BrookBFC Planning, Inc.Hornor, Townsend & Kent, LLC11-22-2019
Jarret Tristan SheetsGilbert & Cook, Inc.Brokers International Financial Services, LLC.11-22-2019
Katrina Joan HelleCambridge Investment Research, Inc.TD Ameritrade, Inc.11-21-2019
Randy Lee ImmekerCompass Lighthouse Capital, LLCNorthwest Wealth Management, LLC11-20-2019
Angela EtscheidtPrincipal Securities, Inc.Thrivent Investment Management Inc.11-19-2019
John K. BurtonCUNA Brokerage Services, Inc.PNC Investments11-19-2019
Ryan DeeCUNA Brokerage Services, Inc.Edward Jones11-18-2019
Karl Theodor JacobsenSigma Financial CorporationBerthel, Fisher & Company Financial Services, Inc.11-18-2019
Karen Eberhart JacksonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC11-11-2019
Michael Hayden BakerBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-06-2019
Kevin Michael LinnAmeriprise Financial Services, Inc.Principal Securities, Inc.11-01-2019
William E. Schroen IIICUNA Brokerage Services, Inc.RBC Capital Markets, LLC10-31-2019
Taylor WilsonGreenstone Wealth ManagementEdward Jones10-21-2019
Christopher Michael BendaFBL Wealth Management, LLCNorthwest Wealth Management, LLC10-18-2019
Zachary William PayneCambridge Investment Research, Inc.Edward Jones10-11-2019
Joel Cameron MagruderLPL Financial LLCSammons Financial Network, LLC10-08-2019
William Paul DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Brent Alan PeckCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Thomas P. KielyUnited Planners' Financial Services of America A Limited PartnerVision 4 Fund Distributors09-24-2019
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Showing 1 to 25 of 1,935 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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