Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blake R. MartinCambridge Investment Research, Inc.AXA Advisors, LLC$1011-08-2011
Bridget BrodieCountry Capital Management CompanyAXA Advisors, LLC08-21-2015
Carlo Peter DipisaCambridge Investment Research, Inc.AXA Advisors, LLC01-03-2014
Christopher Edward KolkerSCF Securities, Inc.AXA Advisors, LLC$20009-01-2014
Christopher M GilbertCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Cody WojdylaCambridge Investment Research, Inc.AXA Advisors, LLC$1011-16-2012
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Devin Larry ReimerSecurities America, Inc.AXA Advisors, LLC04-07-2014
Dianna MosesAusdal Financial Partners, Inc.AXA Advisors, LLC01-07-2015
Douglas John WhiteFBL Marketing Services, LLCAXA Advisors, LLC02-14-2018
Jesse Quinn DusablonTIAA-CREF Individual & Institutional Services, LLCAXA Advisors, LLC12-21-2017
Judith Kidera OdellCambridge Investment Research, Inc.AXA Advisors, LLC$5011-16-2012
Kyle Brian ZimmermanSecurian Financial Services, Inc.AXA Advisors, LLC01-13-2011
Matthew Jay CarusoCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2010
Paul ColuccioCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Rene Ryan FarringtonCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Roger Wayne CarlsonNYLIFE Securities LLCAXA Advisors, LLC09-07-2016
Socorro Burgos Burgos AvilaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-14-2019
Steven T. NovotnyCambridge Investment Research, Inc.AXA Advisors, LLC$5011-16-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.