Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Vrieze Jayme Bresnahan Edward Modglin Peter Rothamel Vincent SturmInvestacorp, Inc.Broker Dealer Financial Services Corp.$11612-02-2013
Michael Joseph FrischmeyerSecurities Management & Research, Inc.Broker Dealer Financial Services Corp.02-14-2019
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
Matthew WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
David James JarvillInfinex Investments, Inc.Broker Dealer Financial Services Corp.$12510-11-2018
Grant William De VriesInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Kathryn E KraftKraft Financial, LLCBroker Dealer Financial Services Corp.10-05-2018
James Stephen GrossNations Financial Group, Inc.Broker Dealer Financial Services Corp.09-26-2018
Scott T EtzelSecurities Management & Research, Inc.Broker Dealer Financial Services Corp.$1709-21-2018
Russell John KramerIndependent Wealth Network, Inc.Broker Dealer Financial Services Corp.08-23-2018
Steven Matthew JonesAmeriprise Financial Services, LLCBroker Dealer Financial Services Corp.05-23-2018
Robert Joseph Blazejewski JrLPL Financial LLCBroker Dealer Financial Services Corp.$2505-14-2018
Gregory Kim McCullaRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.05-14-2018
Michelle Lynn KooikerCommonwealth Financial NetworkBroker Dealer Financial Services Corp.09-28-2017
Jeffrey Lawrence ZupancicIndependent Wealth Network, Inc.Broker Dealer Financial Services Corp.09-15-2017
Michael Richard DolphinAllstate Financial Services, LLCBroker Dealer Financial Services Corp.07-25-2017
Arcon Armada ConcepcionCetera Investment Services LLCBroker Dealer Financial Services Corp.06-29-2017
Matthew Kevin McLaughlinRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.02-17-2017
Nathaniel Larue ReederBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.$2501-03-2017
Jeffrey Alan HittFBL Marketing Services, LLCBroker Dealer Financial Services Corp.04-06-2016
Eric Lee FritzBerthel, Fisher & Company Financial Services, Inc.Broker Dealer Financial Services Corp.12-18-2015
Samuel VandeweerdRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.$15011-10-2015
Dawn Jean KleisRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.11-10-2015
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.