Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Adrian BattersonBrokers International Financial Services, LLC.Cambridge Investment Research, Inc.02-20-2019
Jackson Theodore SelkLPL Financial LLCCambridge Investment Research, Inc.08-10-2018
Michael Allan DawsonLPL Financial LLCCambridge Investment Research, Inc.08-10-2018
Christina Ann LuedersKingdom Wealth Development, LLCCambridge Investment Research, Inc.01-17-2018
Ryan Matthew PageMokosak Advisory Group, LLCCambridge Investment Research, Inc.06-06-2017
Christopher Wayne ArthurUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.07-15-2016
Marcie J. CraverLPL Financial LLCCambridge Investment Research, Inc.03-02-2015
Brad Vincent StuartAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.08-31-2012
Kirt W. CarstensClient One Securities LLCCambridge Investment Research, Inc.05-02-2011
Benjamin Allen HeckartRIA Advisory Group, LLCCambridge Investment Research, Inc.02-10-2010
Jeffrey John SieversNorthwestern Mutual Investment Services, LLCCambridge Investment Research, Inc.02-13-2009
Jonas Cash EverettLPL Financial LLCCambridge Investment Research, Inc.$23708-10-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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