Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Lynn WillisSecurities America, Inc.Cetera Advisor Networks LLC07-21-2016
Clifford Matthew RobelloCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5003-30-2012
Daniel Elton BurnettCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2013
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
Jada Ann HallbergVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-18-2012
James Henry SaulnierCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2509-06-2012
Jay Joseph KowalskiCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-04-2010
John Masahiro TakaraCambridge Investment Research, Inc.Cetera Advisor Networks LLC03-30-2012
Kristen Janeene HafnerCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-16-2009
Mark Donald McCombsLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Patric Joseph WallaceCambridge Investment Research, Inc.Cetera Advisor Networks LLC10-01-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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