Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert LidgettSecurities America, Inc.Edward Jones$10003-12-2019
Richard Wayne CuvelierRaymond James Financial Services, Inc.Edward Jones$15002-11-2019
Dante Alexander TrimbleCUNA Brokerage Services, Inc.Edward Jones10-24-2018
Tad Allen StolleyWells Fargo Clearing Services, LLCEdward Jones$106-26-2018
Daniel Paul Evans Jr.SagePoint Financial, Inc.Edward Jones$15002-13-2018
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
John H WhiteAmeriprise Financial Services, Inc.Edward Jones11-13-2017
Edward Allen Smith IIIVisionPoint Advisory GroupEdward Jones06-16-2017
Brent D. JohnsNations Financial Group, Inc.Edward Jones04-11-2017
John Arthur LocherWells Fargo Clearing Services, LLCEdward Jones$112-08-2016
Stephen Ralph JohnsonWells Fargo Clearing Services, LLCEdward Jones10-25-2016
Byron Jan PalsmaThrivent Investment Management Inc.Edward Jones09-30-2016
Gregory Wayne PiehlBROKER DEALER FINANCIAL SERVICES CORP.Edward Jones08-16-2016
Warren Gene AndersonAmeriprise Financial Services, Inc.Edward Jones$5008-05-2016
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Christopher Allen NoelAmeriprise Financial Services, Inc.Edward Jones$1006-20-2016
Bob MundellWells Fargo AdvisorsEdward Jones$16405-17-2016
James Robert Mundell Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones$10005-17-2016
Colin Christopher MurphyCUSO Financial Services, L.P.Edward Jones05-16-2016
Adam Michael LaffeyPackerland Brokerage Services, Inc.Edward Jones04-11-2016
Peter Derek ScheurmanMetLife Securities Inc.Edward Jones02-17-2016
Michael Robert CordesWells Fargo Clearing Services, LLCEdward Jones$5012-17-2015
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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