Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Gabriel Johanan SmithCambridge Investment Research, Inc.Edward Jones$2505-14-2010
Brian Michael RussProEquities, Inc.Edward Jones$2505-24-2010
Kenton Leone HartCUNA Brokerage Services, Inc.Edward Jones08-01-2010
Sean Patrick Thomas TobinLPL Financial LLCEdward Jones12-17-2010
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Cheryl Anne BiermannAmeriprise Financial Services, Inc.Edward Jones$1005-24-2011
Lance Bartley EvansNorthwest Wealth Management, LLCEdward Jones06-06-2011
Mark Evan JudyWells Fargo Clearing Services, LLCEdward Jones$5008-26-2011
Ryan Bradley WeidnerWaddell & ReedEdward Jones$2510-11-2011
Michael John MathisU.S. Bancorp Investments, Inc.Edward Jones06-04-2012
Jason B. Vande Vande BrakeNorthwest Wealth Management, LLCEdward Jones10-03-2012
Kristian James LamontSecurities America, Inc.Edward Jones$5001-07-2013
William Neumann ThomasU.S. Bancorp Investments, Inc.Edward Jones03-27-2013
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
Matthew JensMorgan StanleyEdward Jones06-20-2013
Jeffrey Dean PloegerNorthwest Wealth Management, LLCEdward Jones11-26-2013
Kevin FretteNorthwest Wealth Management, LLCEdward Jones06-16-2014
Seth David LampmanSagePoint Financial, Inc.Edward Jones09-04-2014
Brian Paul GibsonRaymond James Financial Services, Inc.Edward Jones10-20-2014
Jill Dyann GreinerWells Fargo Clearing Services, LLCEdward Jones$1010-30-2014
John Floyd RoweWells Fargo Clearing Services, LLCEdward Jones$5009-23-2015
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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