Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Jermaine PenderCUNA Brokerage Services, Inc.Edward Jones03-17-2009
Samuel C. MeierEdward JonesEdward Jones07-06-2009
Matthew J. HigginsSecurities America, Inc.Edward Jones$15003-08-2010
Patricia Colleen Van WeeldenWells Fargo Investments, LLCEdward Jones05-03-2010
Gabriel Johanan SmithCambridge Investment Research, Inc.Edward Jones$5005-14-2010
Brian Michael RussProEquities, Inc.Edward Jones$2505-24-2010
Richard Leroy McialwainCambridge Investment Research, Inc.Edward Jones$1006-01-2010
Chad Wayne HansenWaddell & ReedEdward Jones06-04-2010
Dean Norbert GoebelCUNA Brokerage Services, Inc.Edward Jones07-01-2010
Kenton Leone HartCUNA Brokerage Services, Inc.Edward Jones08-01-2010
Sean Patrick Thomas TobinLPL Financial LLCEdward Jones12-17-2010
Chad Michael RooneyNYLIFE Securities LLCEdward Jones02-01-2011
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Ramon Paul ReyesWells Fargo Clearing Services, LLCEdward Jones$10004-28-2011
Cheryl Anne BiermannAmeriprise Financial Services, LLCEdward Jones05-24-2011
Lance Bartley EvansNorthwest Wealth Management, LLCEdward Jones$10006-06-2011
Allan Lee UlrichBerthel, Fisher & Company Financial Services, Inc.Edward Jones$2507-19-2011
Mark Evan JudyWells Fargo Clearing Services, LLCEdward Jones$5008-26-2011
Cody D. PhelpsInvestment Advisors CorpEdward Jones09-16-2011
Ryan Bradley WeidnerWaddell & ReedEdward Jones$2510-11-2011
Jeremiah Vernon JohnsonDeWaay Capital ManagementEdward Jones11-01-2011
Rodney Lynn NeymeyerLPL Financial LLCEdward Jones01-20-2012
Val J. Smith IIMorgan StanleyEdward Jones$10004-05-2012
Michael John MathisU.S. Bancorp Investments, Inc.Edward Jones06-04-2012
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.