Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Adam Matthew MangunoLegacy Financial GroupEdward Jones05-23-2019
Adam Michael LaffeyPackerland Brokerage Services, Inc.Edward Jones04-11-2016
Bob MundellWells Fargo AdvisorsEdward Jones$16405-17-2016
Brian Michael RussProEquities, Inc.Edward Jones$2505-24-2010
Brian Paul GibsonRaymond James Financial Services, Inc.Edward Jones10-20-2014
Cheryl Anne BiermannAmeriprise Financial Services, Inc.Edward Jones$1005-24-2011
Christopher A. NoelAmeriprise Financial Services, Inc.Edward Jones$1006-20-2016
Daniel Paul Evans Jr.SagePoint Financial, Inc.Edward Jones$15002-13-2018
Gabriel Johanan SmithCambridge Investment Research, Inc.Edward Jones$2505-14-2010
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
James Robert Mundell Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones$10005-17-2016
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
Jason B. Vande Vande BrakeNorthwest Wealth Management, LLCEdward Jones10-03-2012
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Jeffrey Dean PloegerNorthwest Wealth Management, LLCEdward Jones11-26-2013
Jill Dyann GreinerWells Fargo Clearing Services, LLCEdward Jones$1010-30-2014
John A. LocherWells Fargo Clearing Services, LLCEdward Jones12-08-2016
John Floyd RoweWells Fargo Clearing Services, LLCEdward Jones$5009-23-2015
John Robert LidgettSecurities America, Inc.Edward Jones$10003-12-2019
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Kenton Leone HartCUNA Brokerage Services, Inc.Edward Jones08-01-2010
Kevin FretteNorthwest Wealth Management, LLCEdward Jones06-16-2014
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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