Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor WilsonGreenstone Wealth ManagementEdward Jones10-21-2019
Zachary William PayneCambridge Investment Research, Inc.Edward Jones10-11-2019
Zachary William PayneCambridge Investment Research, Inc.Edward Jones10-11-2019
Adam Matthew MangunoLegacy Financial GroupEdward Jones05-23-2019
Tad Allen StolleyWells Fargo Clearing Services, LLCEdward Jones06-26-2018
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
John A. LocherWells Fargo Clearing Services, LLCEdward Jones12-08-2016
Stephen R. JohnsonWells Fargo Clearing Services, LLCEdward Jones10-25-2016
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Adam Michael LaffeyPackerland Brokerage Services, Inc.Edward Jones04-11-2016
Jonathan Nathaniel CloseWells Fargo Clearing Services, LLCEdward Jones12-11-2015
Joshua Dirk BoomsmaWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
Brian Paul GibsonRaymond James Financial Services, Inc.Edward Jones10-20-2014
Seth David LampmanSagePoint Financial, Inc.Edward Jones09-04-2014
Kevin FretteNorthwest Wealth Management, LLCEdward Jones06-16-2014
Jeffrey Dean PloegerNorthwest Wealth Management, LLCEdward Jones11-26-2013
Matthew JensMorgan StanleyEdward Jones06-20-2013
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
William Neumann ThomasU.S. Bancorp Investments, Inc.Edward Jones03-27-2013
Jason B. Vande Vande BrakeNorthwest Wealth Management, LLCEdward Jones10-03-2012
Michael John MathisU.S. Bancorp Investments, Inc.Edward Jones06-04-2012
Lance Bartley EvansNorthwest Wealth Management, LLCEdward Jones06-06-2011
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Sean Patrick Thomas TobinLPL Financial LLCEdward Jones12-17-2010
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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