Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Leslie RappFBL Marketing Services, LLCLPL Financial LLC$1006-25-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Nicolaas Pieter Doelman Jr.Kestra Investment Services, LLCLPL Financial LLC$1005-21-2019
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Elizabeth Anne GlaserIowa Wealth Management, LLCLPL Financial LLC08-27-2018
Matthew Robert FrommAusdal Financial Partners, Inc.LPL Financial LLC$5006-28-2018
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Rae Irene DuganAmeriprise Financial Services, Inc.LPL Financial LLC02-06-2018
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Scott B. WirtzL.M. Kohn & CompanyLPL Financial LLC$15009-15-2017
Michael David HartbergNorthwestern Mutual Investment Services, LLCLPL Financial LLC02-08-2016
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Matthew Alan RueterCambridge Investment Research, Inc.LPL Financial LLC$5010-01-2015
John Wheatley HarringtonCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Neil Jay BlitzCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
John Stanley TuveTuve Investment Management, Inc.LPL Financial LLC08-07-2015
Ronald Lee ScheerCambridge Investment Research, Inc.LPL Financial LLC$5009-09-2014
Ronald Lee Weatherly Jr.CUNA Brokerage Services, Inc.LPL Financial LLC$2506-03-2014
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
Kevin Monroe LeetAusdal Financial Partners, Inc.LPL Financial LLC04-01-2014
David Brian Ernst, Michael Earl Lehman, Michael Lee Young Jr., Michael John Murray, Eli Michael Wynes, Mollie Michele Thomsen, Trent Lee Von Ahsen, Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
John Elias FarrajCommonwealth Financial NetworkLPL Financial LLC$1002-03-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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