Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph StreffValiant Wealth, LLCLPL Financial LLC01-20-2009
Mathew David DriscollPrincipal Securities, Inc.LPL Financial LLC$10006-16-2009
David Leon ManganBroker Dealer Financial Services Corp.LPL Financial LLC10-05-2009
Gregg Andrew FarrautoCambridge Investment Research, Inc.LPL Financial LLC$50011-02-2009
Aquiles Larrea Jr.Cambridge Investment Research, Inc.LPL Financial LLC11-02-2009
Frederick Joseph PalenPalen Financial LLCLPL Financial LLC02-16-2010
Gary Duane SchaudtSpectrum Capital, Inc.LPL Financial LLC$50004-23-2010
Alycemay Lois QuastadSpectrum Capital, Inc.LPL Financial LLC04-23-2010
Gary William BoytCambridge Investment Research, Inc.LPL Financial LLC$10007-20-2010
Michael Francis BanasiakLegacy Financial GroupLPL Financial LLC09-01-2010
Janis Eileen ReeseIndependent Financial PartnersLPL Financial LLC11-02-2010
Keith James GredysIndependent Financial PartnersLPL Financial LLC02-14-2011
Eugene Louis KruegerCambridge Investment Research, Inc.LPL Financial LLC$25003-01-2011
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$50003-01-2011
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$50003-01-2011
Fred Roy SweersUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC$10004-29-2011
Mark Andrew GelbmanPrincipal Securities, Inc.LPL Financial LLC$10010-03-2011
Raymond E. HansenIndependent Financial PartnersLPL Financial LLC01-01-2012
Scott Wesley MckayBrokers International Financial Services, LLC.LPL Financial LLC$10003-02-2012
Scott Roger ArnburgLegacy Financial GroupLPL Financial LLC03-07-2012
Rhonda Tunink HeinemanCambridge Investment Research, Inc.LPL Financial LLC$50004-02-2012
Jeffrey AndrewsCambridge Investment Research, Inc.LPL Financial LLC$25005-01-2012
John Robert Ressler Sr.SII Investments, Inc.LPL Financial LLC$50005-04-2012
Douglas Eugene AllenInvestment Centers of America, Inc.LPL Financial LLC07-11-2012
Advantage Financial GroupNational PlanningLPL Financial LLC$2,00008-02-2012
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.