Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Alycemay Lois QuastadSpectrum Capital, Inc.LPL Financial LLC04-23-2010
Amanda J. RhoadesLPL Financial LLCLPL Financial LLC04-04-2018
Andrea Marie HuebbeCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Anthony Joseph GaiffeAmeritas Investment Company, LLCLPL Financial LLC05-01-2013
Aquiles Larrea Jr.Cambridge Investment Research, Inc.LPL Financial LLC11-02-2009
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Brian Lee LaknerBrokers International Financial Services, LLC.LPL Financial LLC10-13-2016
Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Charles Wayne WeberCWM, LLCLPL Financial LLC$10004-30-2018
Christina Catherine JusticeL.M. Kohn & CompanyLPL Financial LLC$5004-09-2018
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
Craig Albert WassenaarInvestment Centers of America, Inc.LPL Financial LLC$1011-03-2014
Cynthia Lynn GarciaCUNA Brokerage Services, Inc.LPL Financial LLC01-07-2014
Daniel Frank Trerotola Jr.Waddell & ReedLPL Financial LLC05-10-2013
David Brian ErnstCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
David John JansenCambridge Investment Research, Inc.LPL Financial LLC03-24-2016
David Leon ManganBroker Dealer Financial Services Corp.LPL Financial LLC10-05-2009
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Deanne Renee MonsonNorthwestern Mutual Investment Services, LLCLPL Financial LLC10-19-2017
Don Gordon Kensinger Jr.BCG Securities, Inc.LPL Financial LLC$5009-30-2013
Douglas Eugene AllenInvestment Centers of America, Inc.LPL Financial LLC07-11-2012
Douglas Eugene HenkeCFD Investments, Inc.LPL Financial LLC04-01-2020
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.