Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
Cynthia Lynn GarciaCUNA Brokerage Services, Inc.LPL Financial LLC01-07-2014
David Brian Ernst, Michael Earl Lehman, Michael Lee Young Jr., Michael John Murray, Eli Michael Wynes, Mollie Michele Thomsen, Trent Lee Von Ahsen, Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Don Gordon Kensinger Jr.BCG Securities, Inc.LPL Financial LLC$5009-30-2013
Elizabeth Anne GlaserIowa Wealth Management, LLCLPL Financial LLC08-27-2018
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC11-05-2013
Eugene Louis KruegerCambridge Investment Research, Inc.LPL Financial LLC$2503-01-2011
Fred Roy SweersUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC04-29-2011
Frederick Joseph PalenPalen Financial LLCLPL Financial LLC02-16-2010
Gary William BoytCambridge Investment Research, Inc.LPL Financial LLC$1007-20-2010
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
Heather Ann AxfordCambridge Investment Research, Inc.LPL Financial LLC06-17-2013
Jeffrey AndrewsCambridge Investment Research, Inc.LPL Financial LLC05-01-2012
John Elias FarrajCommonwealth Financial NetworkLPL Financial LLC$1002-03-2014
John Stanley TuveTuve Investment Management, Inc.LPL Financial LLC08-07-2015
John Wheatley HarringtonCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Justin Nicholson KensingerBCG Securities, Inc.LPL Financial LLC09-30-2013
Kevin Monroe LeetAusdal Financial Partners, Inc.LPL Financial LLC04-01-2014
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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