Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Elizabeth Anne GlaserIowa Wealth Management, LLCLPL Financial LLC08-27-2018
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Rae Irene DuganAmeriprise Financial Services, Inc.LPL Financial LLC02-06-2018
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Michael David HartbergNorthwestern Mutual Investment Services, LLCLPL Financial LLC02-08-2016
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
John Wheatley HarringtonCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Neil Jay BlitzCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
John Stanley TuveTuve Investment Management, Inc.LPL Financial LLC08-07-2015
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Kevin Monroe LeetAusdal Financial Partners, Inc.LPL Financial LLC04-01-2014
Seth Clinton PenneyCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Cynthia Lynn GarciaCUNA Brokerage Services, Inc.LPL Financial LLC01-07-2014
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC11-05-2013
Victorino Santos ManlapazCambridge Investment Research, Inc.LPL Financial LLC11-04-2013
Justin Nicholson KensingerBCG Securities, Inc.LPL Financial LLC09-30-2013
Heather Ann AxfordCambridge Investment Research, Inc.LPL Financial LLC06-17-2013
Tancuong TrandaiBrokers International Financial Services, LLC.LPL Financial LLC03-08-2013
Levi Glenn McMellianAusdal Financial Partners, Inc.LPL Financial LLC09-14-2012
Michael Dean HammenHD Vest Investment ServicesLPL Financial LLC08-03-2012
Jeffrey AndrewsCambridge Investment Research, Inc.LPL Financial LLC05-01-2012
Mark Andrew GelbmanPrincipal Securities, Inc.LPL Financial LLC10-03-2011
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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