Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Amber Marie Terry | Edward Jones | Morgan Stanley | — | 03-14-2014 |
| Byron C. Williamson | LPL Financial LLC | Morgan Stanley | — | 12-16-2013 |
| Carol Skelton Aderman | CUNA Brokerage Services, Inc. | Morgan Stanley | $25 | 02-07-2011 |
| Christine Kay Ferring | Raymond James Financial Services, Inc. | Morgan Stanley | $53 | 09-15-2017 |
| David Eric Rasmussen | Calibrate Wealth, LLC | Morgan Stanley | — | 11-02-2017 |
| Francis Kakra Sam | CUNA Brokerage Services, Inc. | Morgan Stanley | — | 07-19-2019 |
| Gal Eliezer Perlmutter | BFC Planning, Inc. | Morgan Stanley | — | 07-24-2017 |
| Jason M Folsom | Principal Securities, Inc. | Morgan Stanley | — | 04-16-2010 |
| John Butler Cooney | Cambridge Investment Research, Inc. | Morgan Stanley | — | 10-01-2010 |
| Jon Jeffrey Pedersen | Robert W. Baird & Co. Incorporated | Morgan Stanley | $100 | 07-13-2011 |
| Kelly Brion Bramer | UBS Financial Services Inc. | Morgan Stanley | — | 09-30-2011 |
| Kevin R. Eidell | CUNA Brokerage Services, Inc. | Morgan Stanley | — | 01-17-2014 |
| Lee J Leonard | LPL Financial LLC | Morgan Stanley | — | 11-13-2009 |
| Malcolm Doak Seline | RBC Capital Markets, LLC | Morgan Stanley | $10 | 10-21-2014 |
| Mary Ann Tayloe | Raymond James Financial Services, Inc. | Morgan Stanley | $25 | 09-11-2009 |
| Matt C. Meline | Sanctuary Wealth | Morgan Stanley | $100 | 08-23-2019 |
| Matthew Dennis Baumann | Edward Jones | Morgan Stanley | — | 12-02-2016 |
| Matthew G Bral | Principal Securities, Inc. | Morgan Stanley | — | 08-27-2010 |
| Richard Allen Stachon | UBS Financial Services Inc. | Morgan Stanley | $100 | 07-27-2011 |
| Robert Donald Chleborad | UBS Financial Services Inc. | Morgan Stanley | $100 | 11-01-2011 |
| Seth Adam Talbot | Cambridge Investment Research, Inc. | Morgan Stanley | — | 07-22-2019 |
| Stephen Lowell Schaeffer | Hilltop Securities Independent Network Inc. | Morgan Stanley | $10 | 01-20-2017 |
| Stephenson Gragg | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $100 | 04-29-2011 |
| Thomas Lee Boulund | UBS Financial Services Inc. | Morgan Stanley | $50 | 09-30-2011 |
| Tim J. Rhoades | LPL Financial LLC | Morgan Stanley | — | 12-16-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
