Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Thomas LonerganCentral Wealth Management LLCNYLIFE Securities LLC07-18-2019
Joshua T. MacleanVoya Financial Advisors, Inc.NYLIFE Securities LLC11-13-2018
Matthew R LyonPark Avenue Securities LLCNYLIFE Securities LLC08-16-2018
Kristin K MetzelBrokers International Financial Services, LLC.NYLIFE Securities LLC05-08-2017
Patrick Lee ReidLPL Financial LLCNYLIFE Securities LLC$25001-11-2017
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Matthew Dennis BaumannMorgan StanleyNYLIFE Securities LLC12-07-2015
Nicholas Gant ZerilloCambridge Investment Research, Inc.NYLIFE Securities LLC$10002-19-2015
Robert John ReisCambridge Investment Research, Inc.NYLIFE Securities LLC$15002-19-2015
Todd William RaetherCambridge Investment Research, Inc.NYLIFE Securities LLC02-19-2015
Lucus Meline ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-02-2015
Joseph Tyler MillsLPL Financial LLCNYLIFE Securities LLC$10008-25-2014
Andrew Steven MeyersLPL Financial LLCNYLIFE Securities LLC08-25-2014
Breton Wayne WilliamsStratos Wealth Partners, LtdNYLIFE Securities LLC08-25-2014
Carina Lynne BushStratos Wealth Partners, LtdNYLIFE Securities LLC08-25-2014
Nonya Eileen BraggPrincipal Securities, Inc.NYLIFE Securities LLC07-15-2014
Jeffrey Benton Kimball IIMML Investors Services, LLCNYLIFE Securities LLC06-04-2014
Chad Alan Thomas-KillamPrincipal Securities, Inc.NYLIFE Securities LLC03-18-2014
Chad Michael RooneyRaymond James Financial Services, Inc.NYLIFE Securities LLC$10010-04-2013
Walter James Riley IIPrincipal Securities, Inc.NYLIFE Securities LLC11-30-2012
Robert James ThevenetCambridge Investment Research, Inc.NYLIFE Securities LLC$25001-19-2011
Justin Kenneth LeonardFBL Marketing Services, LLCNYLIFE Securities LLC$50007-15-2010
Sherry S. GebersFBL Marketing Services, LLCNYLIFE Securities LLC$10010-20-2009
Dustin Ray FadigaFirst Heartland Capital, Inc.NYLIFE Securities LLC03-02-2009
Richard Lee WatsonCambridge Investment Research, Inc.NYLIFE Securities LLC$10002-17-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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