Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Steven MeyersLPL Financial LLCNYLIFE Securities LLC08-25-2014
Aron Kent ScottNYLIFE Securities LLCNYLIFE Securities LLC05-30-2018
Breton Wayne WilliamsLPL Financial LLCNYLIFE Securities LLC$5008-25-2014
Carina Lynne BushLPL Financial LLCNYLIFE Securities LLC08-25-2014
Chad Alan KillamPrincipal Securities, Inc.NYLIFE Securities LLC03-18-2014
Chad Michael RooneyRaymond James Financial Services, Inc.NYLIFE Securities LLC10-04-2013
Clark Anthony BueltTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC07-10-2014
Dustin Ray FadigaFirst Heartland Capital, Inc.NYLIFE Securities LLC03-02-2009
Jeffrey Benton Kimball IIMML Investors Services, LLCNYLIFE Securities LLC06-04-2014
Joseph Tyler MillsLPL Financial LLCNYLIFE Securities LLC08-25-2014
Joshua T. MacleanVoya Financial Advisors, Inc.NYLIFE Securities LLC11-13-2018
Justin Kenneth LeonardFBL Marketing Services, LLCNYLIFE Securities LLC$107-15-2010
Kristin K MetzelBrokers International Financial Services, LLC.NYLIFE Securities LLC05-08-2017
Lucus Meline ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-02-2015
Matthew Dennis BaumannMorgan StanleyNYLIFE Securities LLC12-07-2015
Matthew R LyonPark Avenue Securities LLCNYLIFE Securities LLC08-16-2018
Nicholas Gant ZerilloCambridge Investment Research, Inc.NYLIFE Securities LLC$1002-19-2015
Nonya Eileen BraggPrincipal Securities, Inc.NYLIFE Securities LLC07-15-2014
Patrick Lee ReidLPL Financial LLCNYLIFE Securities LLC01-11-2017
Patrick Thomas LonerganCentral Wealth Management LLCNYLIFE Securities LLC07-18-2019
Richard Lee WatsonCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Robert James ThevenetCambridge Investment Research, Inc.NYLIFE Securities LLC$2501-19-2011
Robert John GieseFBL Marketing Services, LLCNYLIFE Securities LLC03-30-2020
Robert John ReisCambridge Investment Research, Inc.NYLIFE Securities LLC02-19-2015
Sherry S. GebersFBL Marketing Services, LLCNYLIFE Securities LLC10-20-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.