Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph FolkertsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Adam Rietz MangoldAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2015
Amy Jean LeeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2013
Andrew F. FischerFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2014
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
Douglas Edward BeasleyFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC11-29-2012
Gregory Stone BendingerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10007-12-2013
Jacob D. MuellerFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2012
Kathryn Louise FolkertsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Keith Carl PochobradskyCWM, LLCNorthwestern Mutual Investment Services, LLC11-06-2018
Kent William SchmidgallBuckingham Strategic WealthNorthwestern Mutual Investment Services, LLC04-24-2014
Korey GrowSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-31-2017
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Mark A GernetzkeCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC08-20-2009
Richard Francis PachaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC$1009-23-2013
Ryan James BremsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-19-2017
Scott Michael CooleyBasepoint Wealth, LLCNorthwestern Mutual Investment Services, LLC09-20-2018
Thomas Randall McCoyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-09-2016
Tim Daniel SullivanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$5003-23-2018
William Patrick Mulcahy IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-27-2015

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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