Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
David Michael WarrickBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2013
John Walton DunlapBroker Dealer Financial Services Corp.Questar Capital Corporation$1007-02-2018
Joseph Donald FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Paul Carlyle DunlapBroker Dealer Financial Services Corp.Questar Capital Corporation07-02-2018
Regis J. RasmussenSecurities America, Inc.Questar Capital Corporation03-24-2017
Richard Barry FinkelsteinVoya Financial Advisors, Inc.Questar Capital Corporation09-02-2010
Sean A. OakmanBrokers International Financial Services, LLC.Questar Capital Corporation01-10-2018
Terry Ray BlythePackerland Brokerage Services, Inc.Questar Capital Corporation$1011-28-2017
Thomas Cathcart Leonards IIICambridge Investment Research, Inc.Questar Capital Corporation$101-13-2015
Thomas James PrideauxVoya Financial Advisors, Inc.Questar Capital Corporation10-15-2014
Walter Barry CristBerthel, Fisher & Company Financial Services, Inc.Questar Capital Corporation05-02-2016
William Jeffrey SellersUSA Financial Securities CorporationQuestar Capital Corporation$5001-31-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.