Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lynnette Sue OlsonLPL Financial LLCSecurities America, Inc.05-08-2020
Mark Allan MayfieldLPL Financial LLCSecurities America, Inc.04-01-2020
Arthur Young CooperCambridge Investment Research, Inc.Securities America, Inc.$10003-27-2020
James Norris KaseLPL Financial LLCSecurities America, Inc.$2503-09-2020
Thomas Winfield SteeleLPL Financial LLCSecurities America, Inc.$2503-05-2020
Steven AhrendsenLPL Financial LLCSecurities America, Inc.03-05-2020
Timothy James MoomeyLPL Financial LLCSecurities America, Inc.$2503-02-2020
Benjamin Paul LobergLPL Financial LLCSecurities America, Inc.03-02-2020
William Thomas ZimmerLPL Financial LLCSecurities America, Inc.02-27-2020
Charles Earl TraugerLPL Financial LLCSecurities America, Inc.02-24-2020
Levi Nathan MorrisLPL Financial LLCSecurities America, Inc.02-24-2020
Nicholas Lee NeisiusLPL Financial LLCSecurities America, Inc.02-18-2020
Dustin Joseph SmithCambridge Investment Research, Inc.Securities America, Inc.02-03-2020
Bruce Allen ZirpelLPL Financial LLCSecurities America, Inc.$2501-15-2020
Christopher Ryan AllredLPL Financial LLCSecurities America, Inc.01-15-2020
Kevin Thomas DunnLPL Financial LLCSecurities America, Inc.$2501-15-2020
Daniel William Stoakes Jr.LPL Financial LLCSecurities America, Inc.01-15-2020
Stephen R DempseyLPL Financial LLCSecurities America, Inc.01-15-2020
Andrew M FochtLPL Financial LLCSecurities America, Inc.01-15-2020
Brian Donald BurnsLion Street Advisors, LLCSecurities America, Inc.$5012-19-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.01-02-2019
Tyler David KamermanBancWest Investment Services, Inc.Securities America, Inc.08-29-2018
Matthew J. KohlsLPL Financial LLCSecurities America, Inc.07-18-2018
Lindsay Renae StoutMutual Securities, Inc.Securities America, Inc.06-18-2018
Robert C. MooreLPL Financial LLCSecurities America, Inc.01-02-2018
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.