Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lynn PoeRBC Capital Markets, LLCUBS Financial Services Inc.11-20-2017
Kevin Wood BannisterRBC Capital Markets, LLCUBS Financial Services Inc.08-13-2009
Rodney Michael WoodleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10012-02-2013
Hulbert Mulock BannisterRBC Capital Markets, LLCUBS Financial Services Inc.$10008-13-2009
Bradley G. BrownPrincipal Securities, Inc.UBS Financial Services Inc.$10006-12-2009
Timothy Paul WoodsRBC Capital Markets, LLCUBS Financial Services Inc.$15011-20-2017
Jeffrey Thomas DavidRBC Capital Markets, LLCUBS Financial Services Inc.$15005-27-2009
Ronald J. BristowAXA Advisors, LLCUBS Financial Services Inc.$25003-24-2010
Mark Allen RaneyRBC Capital Markets, LLCUBS Financial Services Inc.$25008-13-2009
Thomas Marshall ChambersRaymond James & Associates, Inc.UBS Financial Services Inc.$25005-01-2009
James Edward MillerRaymond James & Associates, Inc.UBS Financial Services Inc.$50007-31-2014
Jacob Edward GaskellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50005-23-2013
Stephen James BowmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50012-05-2011
Elizabeth Mcsorley WebbRBC Capital Markets, LLCUBS Financial Services Inc.$50005-27-2009
Bruce Lynn TaylorRaymond James & Associates, Inc.UBS Financial Services Inc.$50004-30-2009
Nevin Patrick CavanaughRBC Capital Markets, LLCUBS Financial Services Inc.$50004-30-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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