Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
Graham JepsenSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.06-25-2018
Ryan Kent KlynBrokers International Financial Services, LLC.Voya Financial Advisors, Inc.05-01-2018
Mark Owen WorthPrincipal Securities, Inc.Voya Financial Advisors, Inc.10-19-2017
Donna Sue Littrel BarnardSecurities America, Inc.Voya Financial Advisors, Inc.07-25-2017
James Howard LockeBeacon Capital, LLCVoya Financial Advisors, Inc.03-23-2017
Bret Lee NiemuthBeacon Capital, LLCVoya Financial Advisors, Inc.02-14-2017
Will Thomas FroeschleEdward JonesVoya Financial Advisors, Inc.11-09-2016
Edward James DoughertyBerthel, Fisher & Company Financial Services, Inc.Voya Financial Advisors, Inc.12-18-2015
John Wayne HansenLincoln Financial Securities CorporationVoya Financial Advisors, Inc.05-04-2015
Travis Lyn HarrisLincoln Financial Securities CorporationVoya Financial Advisors, Inc.04-13-2015
Myron B FriesenLincoln Financial Securities CorporationVoya Financial Advisors, Inc.04-02-2015
Mark William McLaughlinLincoln Financial Securities CorporationVoya Financial Advisors, Inc.04-02-2015
Patrick Charles GorkowSecurities America, Inc.Voya Financial Advisors, Inc.12-10-2014
Blake Alan ArchiboldNorthwestern Mutual Investment Services, LLCVoya Financial Advisors, Inc.08-14-2014
Rachel Marie WilsonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-13-2013
Michael James TyrpakCambridge Investment Research, Inc.Voya Financial Advisors, Inc.10-18-2012
Anthony Heinz LuneckasCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-18-2011
Michelle Marie PrybilCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-18-2011
Chad Gregory BoschAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2011
Ryan Doyle BoschAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2011
Tamra Ann ShadlowEdward JonesVoya Financial Advisors, Inc.12-03-2010
Damon Darrell WalkerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2010
Steven Roger SansonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Joel McKeeverFBL Marketing Services, LLCVoya Financial Advisors, Inc.07-25-2009
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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