Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda M. BoyerLPL Financial LLCWells Fargo Clearing Services, LLC02-20-2014
Andrew Myron ParrishAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$20005-10-2012
Brett Stone UnderbergLPL Financial LLCWells Fargo Clearing Services, LLC12-17-2012
Daniel Charles HerronRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-19-2015
David Lee KeltyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$3011-17-2017
Dean KhatibLPL Financial LLCWells Fargo Clearing Services, LLC10-07-2015
Erin M FreundPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Felicia Frances WeeksFBL Marketing Services, LLCWells Fargo Clearing Services, LLC11-24-2015
Gregory Joseph SchulteBerthel, Fisher & Company Financial Services, Inc.Wells Fargo Clearing Services, LLC02-25-2010
Heather Jean BarnettWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5002-19-2010
James Lee McNaughtonHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
James Robert ShoquistNorthwest Wealth Management, LLCWells Fargo Clearing Services, LLC05-07-2014
Jason Michael JuhlU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-29-2016
Joel Lee SnellVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-06-2015
John Richard PavelkaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
Joshua Judd HigginsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2013
Kris Jon WestergaardHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
Kurt Lawrence SteinkampLPL Financial LLCWells Fargo Clearing Services, LLC$5005-12-2017
Matthew David FriedrichsenCWM, LLCWells Fargo Clearing Services, LLC01-04-2019
Michael Lindsay GrethRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2508-16-2018
Michael Ray HamerMorgan StanleyWells Fargo Clearing Services, LLC$15011-13-2014
Richard Christopher LawrenceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-16-2018
Ryan Robert BarnettWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2502-19-2010
Steven James NidaSecurities America, Inc.Wells Fargo Clearing Services, LLC10-04-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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