Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerry Dale Toporowski, Lee M. LenschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Bradley Leo RenbergAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jeff C RomansAmeriprise Financial Services, Inc.Detalus Securities, LLC$1002-24-2010
James Darryl BrandtAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.09-08-2010
Steven William LinkAmeriprise Financial Services, Inc.Berthel, Fisher & Company Financial Services, Inc.10-01-2010
Cheryl Anne BiermannAmeriprise Financial Services, Inc.Edward Jones$1005-24-2011
Joshua James KatcherAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$1007-20-2012
Rachel Marie WilsonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-13-2013
Val J. Smith IIAmeriprise Financial Services, Inc.Morgan Stanley$10008-02-2013
Joshua Judd HigginsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2013
Bruce D KoutAmeriprise Financial Services, Inc.Principal Securities, Inc.07-29-2014
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise Financial Services, Inc.U.S. Bancorp Investments$21312-03-2014
Larry Keith Eggers Jr., Timothy Jon Breitfelder, Mark T FrederickAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$15012-05-2014
John Paul LongAmeriprise Financial Services, Inc.Berthel, Fisher & Company Financial Services, Inc.05-11-2015
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
Jeffrey MillerAmeriprise Financial Services, Inc.Investment Centers of America$12505-16-2016
Jeffrey Richard MillerAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$10005-16-2016
Wayne A. FryAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$4705-16-2016
Ronald Dean HammondAmeriprise Financial Services, Inc.Investment Centers of America, Inc.05-16-2016
Christopher A. NoelAmeriprise Financial Services, Inc.Edward Jones$1006-20-2016
Warren Gene AndersonAmeriprise Financial Services, Inc.Edward Jones$5008-05-2016
Norman G. Wright Jr.Ameriprise Financial Services, Inc.The O.N. Equity Sales Company$2511-08-2016
Phillip JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services$7801-30-2017
Todd Alan JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$8201-30-2017
Phillip John JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$5001-30-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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