Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Bradley Leo RenbergAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bruce D KoutAmeriprise Financial Services, Inc.Principal Securities, Inc.07-29-2014
Cheryl Anne BiermannAmeriprise Financial Services, Inc.Edward Jones$1005-24-2011
Christopher A. NoelAmeriprise Financial Services, Inc.Edward Jones$1006-20-2016
Colette Marie GunhusAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$2507-10-2017
Douglas Brian MarxAmeriprise Financial Services, Inc.Western Equity Group, Inc.$1002-01-2019
Garrett Reiman MillerAmeriprise Financial Services, Inc.CCO Capital, LLC06-05-2018
James Darryl BrandtAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.09-08-2010
James Simon NiemantsAmeriprise Financial Services, Inc.Hilltop Securities Independent Network Inc.$8107-09-2018
Jannifer Lyn ShullAmeriprise Financial Services, Inc.Edward Jones10-09-2015
Jeff C RomansAmeriprise Financial Services, Inc.Detalus Securities, LLC$1002-24-2010
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
Jeffrey MillerAmeriprise Financial Services, Inc.Investment Centers of America$12505-16-2016
Jeffrey Richard MillerAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$10005-16-2016
John Paul LongAmeriprise Financial Services, Inc.Berthel, Fisher & Company Financial Services, Inc.05-11-2015
John PavelkaAmeriprise Financial Services, Inc.Wells Fargo Advisors$12509-14-2018
John Richard PavelkaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
Joshua James KatcherAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$1007-20-2012
Joshua Judd HigginsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2013
Kerry Dale Toporowski, Lee M. LenschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Larry Keith Eggers Jr., Timothy Jon Breitfelder, Mark T FrederickAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$15012-05-2014
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise Financial Services, Inc.U.S. Bancorp Investments$21312-03-2014
Marshall Earl JohnsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Norman G. Wright Jr.Ameriprise Financial Services, Inc.The O.N. Equity Sales Company$2511-08-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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