Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John GasperiAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Jeffrey G KnappAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Victoria J RobinsonAvantax Investment Services, Inc.ProEquities, Inc.$5009-30-2020
Michael John DarrAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Robert Michael McCoyAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Brian Lee SohnAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Aaron Robert GretemanAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Ethan Scott Van HollandAvantax Investment Services, Inc.Mutual of Omaha Investor Services, Inc.02-07-2020
Donna Marie StantonAvantax Investment Services, Inc.Century Securities Associates, Inc.$10011-10-2017
Rickey Earl OelerichAvantax Investment Services, Inc.Detalus Securities, LLC$2509-26-2017
Helen Rose KelleherAvantax Investment Services, Inc.Signator Investors, Inc.11-09-2016
Michelle Rose MurdockAvantax Investment Services, Inc.Harbour Investments, Inc.02-12-2016
Kevin Peter DolphinAvantax Investment Services, Inc.Park Avenue Securities LLC06-23-2014
Michael Dean HammenAvantax Investment Services, Inc.LPL Financial LLC$608-03-2012
Steven Michael RolingAvantax Investment Services, Inc.First Asset Financial Inc.05-23-2012

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.