Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maryanne Pauline RobisonBrokers International Financial Services, LLC.World Group Securities, Inc.04-06-2009
Stephanie Layne SamimiBrokers International Financial Services, LLC.Principal Securities, Inc.01-02-2013
David Michael WarrickBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2013
Angie D TrandaiBrokers International Financial Services, LLC.Charter Advisory Corporation03-08-2013
Tancuong TrandaiBrokers International Financial Services, LLC.LPL Financial LLC03-08-2013
Tena Jill BurrellBrokers International Financial Services, LLC.Allied Beacon Partners, Inc.07-08-2013
Eduardo Rafael IniguezBrokers International Financial Services, LLC.J.P. Turner & Company, L.L.C.10-11-2013
Kevin Patrick PearceBrokers International Financial Services, LLC.Mutual of Omaha Investor Services, Inc.02-07-2014
Deana Kay HowardBrokers International Financial Services, LLC.PlanMember Securities Corporation08-25-2014
William Richard BurtBrokers International Financial Services, LLC.SII Investments, Inc.$1006-30-2015
Jarret Tristan SheetsBrokers International Financial Services, LLC.VSR Financial Services, Inc.06-30-2016
Pete Martin McDevittBrokers International Financial Services, LLC.First Heartland Capital, Inc.08-17-2017
Arthur Lawrence DinkinBrokers International Financial Services, LLC.Investment Advisors Corp$2508-24-2017
Chad Allen McMullinBrokers International Financial Services, LLC.FBL Marketing Services, LLC09-14-2017
David Leo DugganBrokers International Financial Services, LLC.Brookstone Capital Management LLC$1010-19-2017
Peter George PecciBrokers International Financial Services, LLC.Allstate Financial Services, LLC$5012-12-2017
Sean A. OakmanBrokers International Financial Services, LLC.Questar Capital Corporation01-10-2018
Mychal Colin SelleBrokers International Financial Services, LLC.Woodbury Financial Services, Inc.01-12-2018
Daniel James RundahlBrokers International Financial Services, LLC.Thrivent Investment Management Inc.01-16-2018
Lucas George BielfeltBrokers International Financial Services, LLC.United Planners' Financial Services of America A Limited Partner$25002-06-2018
Peter William BrockBrokers International Financial Services, LLC.Principal Securities, Inc.04-20-2018
Ryan Kent KlynBrokers International Financial Services, LLC.Voya Financial Advisors, Inc.05-01-2018
Christine Mitchell McCaffertyBrokers International Financial Services, LLC.Forethought Investments08-30-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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