Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph PetersonBrokers International Financial Services, LLC.VSR Financial Services, Inc.$2507-12-2016
Adam MangunoBrokers International Financial Services, LLC.Legacy Financial Group07-02-2019
Amy A. Weseloh GrayBrokers International Financial Services, LLC.Genex Consulting$5001-09-2020
Angie D TrandaiBrokers International Financial Services, LLC.Charter Advisory Corporation03-08-2013
Anthony Joseph GaiffeBrokers International Financial Services, LLC.Ameritas Investment Company, LLC03-11-2019
Arthur Lawrence DinkinBrokers International Financial Services, LLC.Investment Advisors Corp$2508-24-2017
Brent Emmanuel ChavezBrokers International Financial Services, LLC.Allstate Financial Services, LLC03-19-2013
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Brian Edward AukesBrokers International Financial Services, LLC.Voya Financial Advisors, Inc.$1012-02-2013
Brian Joseph MinerBrokers International Financial Services, LLC.PlanMember Securities Corporation01-02-2020
Brian Lee LaknerBrokers International Financial Services, LLC.LPL Financial LLC10-13-2016
Chad Allen McMullinBrokers International Financial Services, LLC.FBL Marketing Services, LLC09-14-2017
Christine Mitchell McCaffertyBrokers International Financial Services, LLC.Forethought Investments08-30-2018
Daniel James RundahlBrokers International Financial Services, LLC.Thrivent Investment Management Inc.01-16-2018
Daniel Richard GarvinBrokers International Financial Services, LLC.First Allied Securities, Inc.$5003-13-2013
David Dale Carpenter Jr.Brokers International Financial Services, LLC.Royal Alliance Associates, Inc.$5010-15-2019
David Leo DugganBrokers International Financial Services, LLC.Brookstone Capital Management LLC$1010-19-2017
David Michael WarrickBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2013
Deana Kay HowardBrokers International Financial Services, LLC.PlanMember Securities Corporation08-25-2014
Derek Charles WilkersonBrokers International Financial Services, LLC.Tucker Asset Management LLC08-12-2019
Eduardo Rafael IniguezBrokers International Financial Services, LLC.J.P. Turner & Company, L.L.C.10-11-2013
Eric Charles BellBrokers International Financial Services, LLC.Park Avenue Securities LLC11-19-2018
Eric W BlackburnBrokers International Financial Services, LLC.Paychex Securities Corporation09-08-2017
Erik R HoltBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.$1001-02-2018
Harlan Dana BentzingerBrokers International Financial Services, LLC.Nationwide Securities, LLC01-13-2020
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.