Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John K. BurtonCUNA Brokerage Services, Inc.PNC Investments11-19-2019
Ryan DeeCUNA Brokerage Services, Inc.Edward Jones11-18-2019
William E. Schroen IIICUNA Brokerage Services, Inc.RBC Capital Markets, LLC10-31-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Ruth Alice JohnsonCUNA Brokerage Services, Inc.Key Investment Services LLC07-09-2019
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
James Duncan McGaryCUNA Brokerage Services, Inc.Allstate Financial Services, LLC04-23-2019
Bruce Jay KopecCUNA Brokerage Services, Inc.PFS Investments Inc.01-31-2019
Lee Ann IrlandCUNA Brokerage Services, Inc.BBVA Securities Inc.01-31-2019
Brad M. BurckelCUNA Brokerage Services, Inc.BBVA Securities Inc.12-27-2018
Jeffrey Michael BaldigoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.12-18-2018
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.11-05-2018
Dante Alexander TrimbleCUNA Brokerage Services, Inc.Edward Jones10-24-2018
Matthew Lee RatchenskiCUNA Brokerage Services, Inc.Securian Financial Services, Inc.09-17-2018
Griffin K KaleppCUNA Brokerage Services, Inc.WEA Investment Services, Inc.07-24-2018
Scott Alan GorskiCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-19-2018
George Forman Taylor IIICUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-16-2018
Laura Anne BolznerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-16-2018
Brenda Ruth ScottCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Michael William NaiserCUNA Brokerage Services, Inc.The Leaders Group, Inc.06-15-2018
Gregory Wade GobbleCUNA Brokerage Services, Inc.Pruco Securities, LLC.06-07-2018
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
James William Robinson Jr.CUNA Brokerage Services, Inc.Pruco Securities, LLC.09-26-2017
Eric A. FreemanCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-04-2017
Next Page »

Showing 1 to 25 of 88 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.