Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$101-02-2019
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.$2512-07-2018
Steven Andrew VonmuensterCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Tim D SullivanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$5003-23-2018
Raymond Leslie Hammock Jr.Cambridge Investment Research, Inc.D.H. Hill Securities, LLLP01-16-2018
Craig Albert WassenaarCambridge Investment Research, Inc.Investment Centers of America, Inc.$3011-01-2017
Sylvia BrimCambridge Investment Research, Inc.National Planning Corporation$110-25-2017
Timothy James HeisterkampCambridge Investment Research, Inc.Investment Centers of America, Inc.$5010-20-2017
Jason Lee KleemeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-16-2017
Lori A McknightCambridge Investment Research, Inc.Investment Centers of America, Inc.$110-16-2017
Michael Kent TracyCambridge Investment Research, Inc.Investment Centers of America, Inc.$5010-16-2017
Becky Sue WeyerCambridge Investment Research, Inc.Harbour Investments, Inc.09-27-2017
Douglas Eugene AllenCambridge Investment Research, Inc.Investment Centers of America, Inc.$15009-27-2017
Keith R HolcombCambridge Investment Research, Inc.MML Investors Services, LLC09-26-2017
Scott Leslie JohnsonCambridge Investment Research, Inc.D.H. Hill Securities, LLLP08-01-2017
Harold Hove JohnsonCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$5007-24-2017
Glen Cameron HenryCambridge Investment Research, Inc.American Financial Securities, Inc.$15004-03-2017
Michele Lea WheelerCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.08-02-2016
Scott William KlahnCambridge Investment Research, Inc.Securities America, Inc.05-16-2016
David John JansenCambridge Investment Research, Inc.LPL Financial LLC03-24-2016
Nicole Marie HinmanCambridge Investment Research, Inc.Quad City Investment Center02-09-2016
Donald Leonhard HartmannCambridge Investment Research, Inc.Securities America, Inc.$15011-20-2015
Matthew David MartinCambridge Investment Research, Inc.SPC11-09-2015
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC$5011-06-2015
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Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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