Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman G. Wright Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-17-2020
Todd Bogan PaynterCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.11-26-2019
Katrina Joan HelleCambridge Investment Research, Inc.TD Ameritrade, Inc.11-21-2019
James Clarence WachendorfCambridge Investment Research, Inc.Nations Financial Group, Inc.$50010-28-2019
Zachary William PayneCambridge Investment Research, Inc.Edward Jones10-11-2019
Julie Jane GebertCambridge Investment Research, Inc.First Financial Equity Corporation$10010-07-2019
Timothy Don MillsCambridge Investment Research, Inc.FSC Securities Corporation$15010-04-2019
William Paul DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Brent Alan PeckCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David John MelilliCambridge Investment Research, Inc.SagePoint Financial, Inc.$10009-16-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$10001-02-2019
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.$25012-07-2018
Edward Benedict WrightCambridge Investment Research, Inc.Investment Advisors Corp$25010-20-2018
William C CarlisleCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Tim Daniel SullivanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$50003-23-2018
Micky Isaac SniederCambridge Investment Research, Inc.Cetera Investment Services LLC$50003-01-2018
Raymond Leslie Hammock Jr.Cambridge Investment Research, Inc.D.H. Hill Securities, LLLP$10001-16-2018
Craig Albert WassenaarCambridge Investment Research, Inc.Investment Centers of America, Inc.$30011-01-2017
Sylvia BrimCambridge Investment Research, Inc.National Planning Corporation$25010-25-2017
Timothy James HeisterkampCambridge Investment Research, Inc.Investment Centers of America, Inc.$50010-20-2017
Jason Lee KleemeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$10010-16-2017
Lori A. McKnightCambridge Investment Research, Inc.Investment Centers of America, Inc.$10010-16-2017
Michael Kent TracyCambridge Investment Research, Inc.Investment Centers of America, Inc.$50010-16-2017
Douglas Eugene AllenCambridge Investment Research, Inc.Investment Centers of America, Inc.$15009-27-2017
Becky Sue WeyerCambridge Investment Research, Inc.Harbour Investments, Inc.09-27-2017
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Showing 1 to 25 of 403 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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