Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tennyson Calvin ShifleyCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$1001-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
David Robert NicholsonCambridge Investment Research, Inc.Tower Square Securities, Inc.$10004-16-2009
Kenneth Jacob LydeckerCambridge Investment Research, Inc.Tower Square Securities, Inc.$5004-16-2009
Brian R. ThomasCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Robert Terence HaranCambridge Investment Research, Inc.Leonard & Company06-12-2009
Bradford John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.06-17-2009
Lance Michael LoweryCambridge Investment Research, Inc.Raymond James Financial Services Advisors, Inc$2507-10-2009
Ted Edward DerrickCambridge Investment Research, Inc.Ambassador Advisors, LLC07-16-2009
Kristen Janeene HafnerCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-16-2009
William John Roberts Jr.Cambridge Investment Research, Inc.Cetera Advisors LLC07-17-2009
David Lee CrawfordCambridge Investment Research, Inc.Symetra Investment Services, Inc.07-31-2009
Frank Anthony ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Andrew David GraceCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Anthony Matthew ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Bradley Darryl TicheCambridge Investment Research, Inc.First Midwest Securities, Inc.08-10-2009
Judith J. CramptonCambridge Investment Research, Inc.Waterstone Financial Group, Inc.08-13-2009
Michael James DurkinCambridge Investment Research, Inc.Mutual Service Corporation08-17-2009
Judy Ann BettsCambridge Investment Research, Inc.Mutual Service Corporation08-19-2009
Anne Nevotti SpinksCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Daniel Lee BlamerCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
John Steven RuzzaCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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