Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner$5004-01-2013
Alan Joseph DoleCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander Joseph PaolettoCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander R. BastronCambridge Investment Research, Inc.First Citizens Investor Services, Inc.11-25-2009
Amanda Elizabeth KellerCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-10-2010
Ambrose Kai Chung ChanCambridge Investment Research, Inc.Saxony Securities, Inc.$2508-12-2014
Andrew David GraceCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Andrew Rene BeaudryCambridge Investment Research, Inc.Signator Investors, Inc.09-06-2011
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Anne Nevotti SpinksCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Anthony Heinz LuneckasCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-18-2011
Anthony Matthew ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Arnold S. MagidCambridge Investment Research, Inc.GunnAllen Financial, Inc$2504-08-2010
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Becky Sue WeyerCambridge Investment Research, Inc.Harbour Investments, Inc.09-27-2017
Blake R. MartinCambridge Investment Research, Inc.AXA Advisors, LLC$1011-08-2011
Bradford John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.06-17-2009
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Bradley Brian SterkCambridge Investment Research, Inc.New England Securities10-01-2009
Bradley Darryl TicheCambridge Investment Research, Inc.First Midwest Securities, Inc.08-10-2009
Bret James FelknorCambridge Investment Research, Inc.New England Securities05-28-2010
Brian Allen SokolCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian David GogelCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Next Page »

Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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