Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jason RobinsonCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$2507-19-2010
Aderon Alan NapierCambridge Investment Research, Inc.Parkland Securities, LLC$1006-05-2015
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner$5004-01-2013
Alan Joseph DoleCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander Joseph PaolettoCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander R. BastronCambridge Investment Research, Inc.First Citizens Investor Services, Inc.11-25-2009
Amanda Elizabeth KellerCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-10-2010
Ambrose Kai Chung ChanCambridge Investment Research, Inc.Saxony Securities, Inc.$2508-12-2014
Amy Beth SeltzerCambridge Investment Research, Inc.Sanders Morris Harris LLC$1011-22-2011
Andrea Marie HuebbeCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Andrew David GraceCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Andrew Rene BeaudryCambridge Investment Research, Inc.Signator Investors, Inc.09-06-2011
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Angela Lynn DietzCambridge Investment Research, Inc.Securities America, Inc.09-01-2011
Ann Francesca SteegeCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-12-2017
Anne Nevotti SpinksCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Ansel Jerome KrutsingerCambridge Investment Research, Inc.Financial Telesis Inc$5008-05-2014
Anselmo Contreras Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2509-30-2013
Anthony Heinz LuneckasCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-18-2011
Anthony John GrubaCambridge Investment Research, Inc.Commonwealth Financial Network$1001-03-2012
Anthony Matthew ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Aquiles Larrea Jr.Cambridge Investment Research, Inc.LPL Financial LLC11-02-2009
Arnold S. MagidCambridge Investment Research, Inc.GunnAllen Financial, Inc$2504-08-2010
Arthur Young CooperCambridge Investment Research, Inc.Securities America, Inc.$10003-27-2020
Next Page »

Showing 1 to 25 of 408 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.