Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Matthew Alan RueterCambridge Investment Research, Inc.LPL Financial LLC$5010-01-2015
John Wheatley HarringtonCambridge Investment Research, Inc.LPL Financial LLC10-01-2015
Neil Jay BlitzCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Ronald Lee ScheerCambridge Investment Research, Inc.LPL Financial LLC$5009-09-2014
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC11-05-2013
Victorino Santos ManlapazCambridge Investment Research, Inc.LPL Financial LLC11-04-2013
Heather Ann AxfordCambridge Investment Research, Inc.LPL Financial LLC06-17-2013
Thomas Barrett Missett Jr.Cambridge Investment Research, Inc.LPL Financial LLC$1005-01-2013
Leo Richard VassalloCambridge Investment Research, Inc.LPL Financial LLC$5004-19-2013
Lawrence Curtis SmollerCambridge Investment Research, Inc.LPL Financial LLC$2511-09-2012
Jeffrey AndrewsCambridge Investment Research, Inc.LPL Financial LLC05-01-2012
Rhonda Tunink HeinemanCambridge Investment Research, Inc.LPL Financial LLC$5004-02-2012
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Eugene Louis KruegerCambridge Investment Research, Inc.LPL Financial LLC$2503-01-2011
Gary William BoytCambridge Investment Research, Inc.LPL Financial LLC$1007-20-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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