Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry James BleileCetera Investment Services LLCThrivent Investment Management Inc.10-24-2018
David Kent CarlsonCetera Investment Services LLCAmeritas Investment Corp.10-12-2016
Gwen Marie BerkenpasCetera Investment Services LLCRobert W. Baird & Co. Incorporated09-12-2016
Lindsey Marie WolterCetera Investment Services LLCPrudential Investment Management Services LLC06-27-2014
Jason Anthony StrandbergCetera Investment Services LLCU.S. Bancorp Investments, Inc.03-05-2013
Jill Janette CaseCetera Investment Services LLCAmeritas Investment Corp.07-19-2011
Anthony Michael KonselCetera Investment Services LLCAmeritas Investment Corp.07-19-2011
Alycemay Lois QuastadCetera Investment Services LLCSpectrum Capital, Inc.06-22-2011
Douglas Eugene HenkeCetera Investment Services LLCMML Investors Services, LLC05-02-2011
Michael John CastleCetera Investment Services LLCVisionPoint Advisory Group$10009-28-2018
Arcon Armada ConcepcionCetera Investment Services LLCBroker Dealer Financial Services Corp.$10006-29-2017
Ramon Paul ReyesCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-21-2015
Norman Kerry RizerCetera Investment Services LLCBroker Dealer Financial Services Corp.$25003-02-2012
Mark Bromm HolmquistCetera Investment Services LLCBroker Dealer Financial Services Corp.$50012-01-2014
Gary Duane SchaudtCetera Investment Services LLCSpectrum Capital, Inc.$50006-22-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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