Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Rinder MahoneyCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
Mark A. LawCommonwealth Financial NetworkLPL Financial LLC LLC$50002-03-2014
David Brian Ernst, Michael Earl Lehman, Michael Lee Young Jr., Michael John Murray, Eli Michael Wynes, Mollie Michele Thomsen, Trent Lee Von Ahsen, Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
John Elias FarrajCommonwealth Financial NetworkLPL Financial LLC$1002-03-2014
Seth Clinton PenneyCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Michelle Lynn KooikerCommonwealth Financial NetworkBroker Dealer Financial Services Corp.09-28-2017
Jeremy Mark PetersCommonwealth Financial NetworkCetera Investment Services LLC09-05-2018

Showing 1 to 7 of 7 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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