Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Christopher CoenEdward JonesJ.P. Morgan Securities LLC05-21-2020
Aubrey KemerlingEdward JonesPrincipal Securities, Inc.12-19-2019
Jason A RozenboomEdward JonesRaymond James Financial Services, Inc.05-18-2018
Robert Edward EusticeEdward JonesThe Leaders Group, Inc.$5004-03-2018
Larry Steven LaughlinEdward JonesWhite Oak Wealth Management03-23-2018
John Timothy JoynerEdward JonesState Farm VP Management Corp.02-22-2018
Dustin Jeffrey KurtzEdward JonesCambridge Investment Research, Inc.01-22-2018
Margaret GrimmerEdward JonesLPL Financial LLC11-13-2017
David Lawrence JrEdward JonesPacific Select Distributors, LLC09-27-2017
Curtis Ray BrooksEdward JonesBankers Life Securities, Inc.09-15-2017
Andrew BrommerEdward JonesPrincipal Securities, Inc.09-15-2017
Cole Kenneth JaeschkeEdward JonesPrincipal Securities, Inc.04-13-2017
Will Thomas FroeschleEdward JonesVoya Financial Advisors, Inc.11-09-2016
Dwane WaterburyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2016
Travis Lee GauleEdward JonesPrincipal Securities, Inc.06-20-2016
Matthew Robert PortreyEdward JonesTD Ameritrade Clearing, Inc.04-06-2015
Amber Marie TerryEdward JonesMorgan Stanley$5003-14-2014
Andrew Douglas LeechEdward JonesLincoln Financial Distributors, Inc.$15001-27-2014
Jennifer MainEdward JonesPruco Securities, LLC.$2511-01-2013
Benjamin Kevin PearsonEdward JonesUBS Financial Services Inc.10-21-2013
Douglas Melvin NoremEdward JonesNYLIFE Securities LLC$15009-16-2013
Deborah Jo DavisEdward JonesFirst National Capital Markets08-09-2013
Joshua Allen GoslingaEdward JonesPrincipal Securities, Inc.05-14-2012
Glenna Lee TrosperEdward JonesFBL Marketing Services, LLC04-11-2011
Bryan Joseph CrosserEdward JonesRoyal Alliance Associates, Inc.01-31-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.