Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Luke KissingerEdward JonesWells Fargo Investments, LLC08-13-2010
Tamra Ann ShadlowEdward JonesVoya Financial Advisors, Inc.12-03-2010
Deborah Jo DavisEdward JonesFirst National Capital Markets08-09-2013
Jennifer Lynn MainEdward JonesPruco Securities, LLC.11-01-2013
Andrew Douglas LeechEdward JonesLincoln Financial Distributors, Inc.01-27-2014
Amber Marie TerryEdward JonesMorgan Stanley03-14-2014
Joseph William LucasEdward JonesFBL Marketing Services, LLC09-19-2014
Matthew Robert PortreyEdward JonesTD Ameritrade Clearing, Inc.04-06-2015
Will Thomas FroeschleEdward JonesVoya Financial Advisors, Inc.11-09-2016
Matthew Dennis BaumannEdward JonesMorgan Stanley12-02-2016
Kevin John LehmanEdward JonesSecurities America, Inc.$1002-17-2017
Cole K. JaeschkeEdward JonesPrincipal Securities, Inc.04-13-2017
Curtis Ray BrooksEdward JonesBankers Life Securities, Inc.09-15-2017
Andrew Robert BrommerEdward JonesPrincipal Securities, Inc.09-15-2017
David Michael BeneventoEdward JonesSara-Bay Financial Corp.09-07-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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