Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin William HagerdonEdward JonesThrivent Investment Management Inc.05-03-2019
David Michael BeneventoEdward JonesSara-Bay Financial Corp.09-07-2018
Curtis Ray BrooksEdward JonesBankers Life Securities, Inc.09-15-2017
Andrew Robert BrommerEdward JonesPrincipal Securities, Inc.09-15-2017
Cole K. JaeschkeEdward JonesPrincipal Securities, Inc.04-13-2017
Kevin Scott GoodEdward JonesState Farm VP Management Corp.04-12-2017
Jonathan L VerhelstEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2015
Matthew Robert PortreyEdward JonesTD Ameritrade Clearing, Inc.04-06-2015
Jill Dyann GreinerEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-17-2014
Scott J HensleyEdward JonesNew England Securities07-17-2014
Deborah Jo DavisEdward JonesFirst National Capital Markets08-09-2013
Matthew Luke KissingerEdward JonesWells Fargo Investments, LLC08-13-2010
Cody Daniel PhelpsEdward JonesWells Fargo Funds Distributor, LLC06-14-2010
Jason Alan RozenboomEdward JonesRaymond James Financial Services, Inc.$10005-18-2018
Kevin John LehmanEdward JonesSecurities America, Inc.$10002-17-2017
Will Thomas FroeschleEdward JonesVoya Financial Advisors, Inc.$10011-09-2016
Joseph William LucasEdward JonesFBL Marketing Services, LLC$10009-19-2014
Tamra Ann ShadlowEdward JonesVoya Financial Advisors, Inc.$10012-03-2010
Matthew Dennis BaumannEdward JonesMorgan Stanley$15012-02-2016
Andrew Douglas LeechEdward JonesLincoln Financial Distributors, Inc.$15001-27-2014
Bob MundellEdward JonesWells Fargo Advisors$16405-17-2016
Jennifer Lynn MainEdward JonesPruco Securities, LLC.$25011-01-2013
Amber Marie TerryEdward JonesMorgan Stanley$50003-14-2014

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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