Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Robert SchulteLPL Financial LLCRoyal Alliance Associates, Inc.09-30-2020
Jeffrey A LehnenLPL Financial LLCCetera Advisors LLC08-28-2020
Sybil Lee PoageLPL Financial LLCSorrento Pacific Financial, LLC08-10-2020
Susan Loraine FitzpatrickLPL Financial LLCSecurities America, Inc.07-15-2020
Charles Thomas Cunliffe JrLPL Financial LLCVoya Financial Advisors, Inc.$5006-30-2020
Shannon Gerard KroppLPL Financial LLCCambridge Investment Research, Inc.$2306-26-2020
David Andrew LaingLPL Financial LLCRoyal Alliance Associates, Inc.05-11-2020
Lynnette Sue OlsonLPL Financial LLCSecurities America, Inc.05-08-2020
Ricky Calvin KielLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Clayton James CheneyLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Steven AhrendsenLPL Financial LLCSecurities America, Inc.03-05-2020
Levi Nathan MorrisLPL Financial LLCSecurities America, Inc.02-24-2020
Daniel William Stoakes JrLPL Financial LLCSecurities America, Inc.01-15-2020
Andrew M FochtLPL Financial LLCSecurities America, Inc.01-15-2020
Brianne Sue BabelLPL Financial LLCHilltop Securities Independent Network Inc.$2001-08-2020
Richard Stevens YoderLPL Financial LLCAmeriprise Financial Services, LLC01-03-2020
Mike SiscoLPL Financial LLCSagePoint Financial, Inc.$26001-02-2020
Michael Lee SiscoLPL Financial LLCSagePoint Financial, Inc.$5001-02-2020
Kevin Kenneth JanssenLPL Financial LLCRoyal Alliance Associates, Inc.$2512-19-2019
Joel Cameron MagruderLPL Financial LLCSammons Financial Network, LLC10-08-2019
Amy Lynn WrightLPL Financial LLCAvantax Investment Services, Inc.09-11-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
James Steven DekruifLPL Financial LLCFranklin/Templeton Distributors, Inc.08-01-2019
James Arthur RussellLPL Financial LLCCFD Investments, Inc.$2507-29-2019
Christopher Ronald LandherrLPL Financial LLCAmeritas Investment Company, LLC07-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.