Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick StansburyMorgan StanleyEdward Jones$10006-19-2019
Janet Friedman HoltMorgan StanleyPFS Investments Inc.08-24-2018
Kelley Maria GirardinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Shane Michael HeftyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2017
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Wallace E. Almquist Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2015
Michael Ray HamerMorgan StanleyWells Fargo Clearing Services, LLC$15011-13-2014
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.$10006-25-2014
Jacob Brian JaacksMorgan StanleyNew England Securities05-01-2014
Matthew JensMorgan StanleyEdward Jones06-20-2013
Christopher Agnew, Gary Hewitt, Darrell HenricksenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-27-2012
Lisa Ann TesarMorgan StanleyRBC Capital Markets, LLC$5002-02-2012
Stacey L Halyard, Jon Carl BancksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2011
James Harrison BakerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Jason BeckMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jason Craig HendersonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Matthew Carlyle MarckmannMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Bryan Thomas BoesenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Keith Kenneth SwansonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Leslie Anne KeelyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James John WendlingMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Joseph VictorMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Phillip Ira KassewitzMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Klay Andrew KaneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Alphonse BisignanoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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