Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Harrison BakerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Jason BeckMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jason Craig HendersonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Matthew Carlyle MarckmannMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Bryan Thomas BoesenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Keith Kenneth SwansonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Leslie Anne KeelyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James John WendlingMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Joseph VictorMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Phillip Ira KassewitzMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Klay Andrew KaneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Alphonse BisignanoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Marvin Dean GillilandMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Linda Marie HolmbergMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Paul James ScrantonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Adolf MarkusMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Martin Lowell HawleyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Edward O'ConnorMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Stewart Churchill HartmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Matthew Charles Meline Sr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Nathan G. StoffregenMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Nicholas Anthony WallaceMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Lee CanneyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Scott Alan FranklinMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Julie Kay VogtMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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