Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Friedman HoltMorgan StanleyPFS Investments Inc.08-24-2018
Kelley Maria GirardinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Jacob Brian JaacksMorgan StanleyNew England Securities05-01-2014
Matthew JensMorgan StanleyEdward Jones06-20-2013
Stacey L Halyard, Jon Carl BancksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2011
William Robert KnightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter Douglas CartwrightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Craig MillerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Frederick James FifieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey L BeierMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Christopher AuerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas Edwin Melchert Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
John Patrick MoranMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sheila Anne VolrathMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John H. GambleMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Thomas R HuntMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Paul VanderschaafMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Meredith Steele ParrishMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Ronald ShelangoskiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Scott Richard FrostMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Scott Alan FranklinMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Julie Kay VogtMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Wallace E. Almquist Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2015
Lisa Ann TesarMorgan StanleyRBC Capital Markets, LLC$5002-02-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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