Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Vincent Sansone Jr.Morgan StanleyCountry Capital Management Company01-18-2019
Lori Lynne RowanMorgan StanleyAmeriprise Financial Services, Inc.07-12-2018
Kelley Maria GirardinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Patricia Anne SchraderMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-27-2016
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Matthew Dennis BaumannMorgan StanleyNYLIFE Securities LLC12-07-2015
Jonathan David AbbuehlMorgan StanleyJ.P. Morgan Securities LLC10-27-2015
Jacob Brian JaacksMorgan StanleyNew England Securities05-01-2014
Matthew JensMorgan StanleyEdward Jones06-20-2013
Julie Ann Snyder-KlingerMorgan StanleyRBC Capital Markets, LLC02-02-2012
Stacey L HalyardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2011
Matt C. MelineMorgan StanleySanctuary Wealth$10008-23-2019
Michael Patrick StansburyMorgan StanleyEdward Jones$10006-19-2019
Shane Michael HeftyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2017
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.$10006-25-2014
Val J Smith IIMorgan StanleyEdward Jones$10004-05-2012
Thomas John AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-29-2011
Frederick Mansfield Burton Rose IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-29-2011
John Edwin RabineMorgan StanleyRBC Capital Markets, LLC$10008-12-2011
Michael Ray HamerMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15011-13-2014
Christopher B AgnewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-27-2012
Jon Carl BancksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-29-2011
Wallace E. Almquist Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-16-2015
Michael Joseph FlanaganMorgan StanleyFSB Premier Wealth Management, Inc.$50007-15-2013
Gary Alan HewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-27-2012
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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