Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin L FenderNorthwestern Mutual Investment Services, LLCEdward Jones04-21-2020
Andrew Jonathan StumboNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC03-09-2017
Steven John LynchNorthwestern Mutual Investment Services, LLCInvestment Centers of America, Inc.$5002-13-2017
Michael David HartbergNorthwestern Mutual Investment Services, LLCLPL Financial LLC02-08-2016
Charles Lawrence KehrNorthwestern Mutual Investment Services, LLCVoya Financial Partners, LLC09-21-2015
Nicole Marie AdamsNorthwestern Mutual Investment Services, LLCCountry Capital Management Company08-07-2015
Blake Alan ArchiboldNorthwestern Mutual Investment Services, LLCVoya Financial Advisors, Inc.08-14-2014
Paul Howard SoenerNorthwestern Mutual Investment Services, LLCMetLife Investors Distribution Company07-20-2012

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.