Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Ann KeechPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC01-28-2020
Jonathon Paul PiphoPrincipal Securities, Inc.Royal Alliance Associates, Inc.01-14-2020
Mary Catherine Van DykePrincipal Securities, Inc.GWFS Equities, Inc.12-08-2019
Angela EtscheidtPrincipal Securities, Inc.Thrivent Investment Management Inc.11-18-2019
Conor J BoffeliPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Zane Montgomery AlgreenPrincipal Securities, Inc.Royal Alliance Associates, Inc.04-16-2019
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Cassandra Marie AudasPrincipal Securities, Inc.Foresters Financial Services, Inc.11-16-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Russell Everett HughellPrincipal Securities, Inc.Signator Investors, Inc.11-01-2018
Kevin Michael LinnPrincipal Securities, Inc.MWA Financial Services Inc.09-26-2018
Angel Dawn RysdamPrincipal Securities, Inc.MML Investors Services, LLC08-29-2018
Eric Edward HowardPrincipal Securities, Inc.MWA Financial Services Inc.06-19-2018
Amy Lynn PenningtonPrincipal Securities, Inc.GWFS Equities, Inc.06-15-2018
Joe Charlesclifton Forlines IVPrincipal Securities, Inc.Columbia Management Investment Distributors, Inc.$5005-07-2018
Justin Carr EvansPrincipal Securities, Inc.Transamerica Investors Securities Corporation04-20-2018
Austin J. DeutschPrincipal Securities, Inc.Cambridge Investment Research, Inc.02-02-2018
Jon F HeimPrincipal Securities, Inc.MML Investors Services, LLC$2501-23-2018
Mark Owen WorthPrincipal Securities, Inc.Voya Financial Advisors, Inc.10-19-2017
Michael Vernon BenninghovenPrincipal Securities, Inc.MML Investors Services, LLC$1009-18-2017
David Allan CanellPrincipal Securities, Inc.Thrivent Investment Management Inc.08-30-2017
Joshua James HerbstPrincipal Securities, Inc.MML Investors Services, LLC08-22-2017
Verlaine MacclementsPrincipal Securities, Inc.Intrust Fiduciary Group08-08-2017
Karin Ann EshelmanPrincipal Securities, Inc.LPL Financial LLC05-02-2017
David Eugene Enos IIIPrincipal Securities, Inc.Farmers Financial Solutions, LLC01-23-2017
Next Page »

Showing 1 to 25 of 73 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.