Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley G. BrownPrincipal Securities, Inc.UBS Financial Services Inc.$10006-12-2009
Mathew David DriscollPrincipal Securities, Inc.LPL Financial LLC$10006-16-2009
Terry Leland VanwinklePrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2009
Jay Thomas HarbisonPrincipal Securities, Inc.INVEST Financial Corporation04-16-2010
Jason M FolsomPrincipal Securities, Inc.Morgan Stanley04-16-2010
Matthew G BralPrincipal Securities, Inc.Morgan Stanley08-27-2010
James Michael SillsPrincipal Securities, Inc.Private Client Services, LLC11-29-2010
David Oster BushardPrincipal Securities, Inc.Askar Corp.12-21-2010
Peter William BrockPrincipal Securities, Inc.Lincoln Financial Securities Corporation02-11-2011
Ann Kay SlechtaPrincipal Securities, Inc.Money Concepts Capital Corp08-09-2011
Mark Andrew GelbmanPrincipal Securities, Inc.LPL Financial LLC10-03-2011
Jolena Dawn IrvingPrincipal Securities, Inc.Morgan Stanley12-01-2011
Tyler Joe StevensPrincipal Securities, Inc.FSC Securities Corporation12-09-2011
Richard James SchmitPrincipal Securities, Inc.Birchtree Financial Services LLC02-09-2012
Kornmueng Eric BaccamPrincipal Securities, Inc.Cetera Advisors LLC04-11-2012
Brittany Renee FlokstraPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC08-17-2012
Paul Michael RandPrincipal Securities, Inc.PFS Investments Inc.10-12-2012
Walter James RileyPrincipal Securities, Inc.NYLIFE Securities LLC11-30-2012
Brandon Michael MillerPrincipal Securities, Inc.MetLife Securities Inc.12-11-2012
Jeremy Paul PurdyPrincipal Securities, Inc.Securities America, Inc.04-05-2013
James Bruce HenryPrincipal Securities, Inc.Ameritas Investment Company, LLC04-09-2013
Jeffrey Phillip VedepoPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC04-18-2013
Richard James WintersPrincipal Securities, Inc.MWA Financial Services Inc.07-16-2013
Michael James HillbloomPrincipal Securities, Inc.Investment Centers of America, Inc.09-03-2013
Richard D. WebbPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2013
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.