Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley G. BrownPrincipal Securities, Inc.UBS Financial Services Inc.$10006-12-2009
Mathew David DriscollPrincipal Securities, Inc.LPL Financial LLC$10006-16-2009
Terry Leland VanwinklePrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2009
Jason M FolsomPrincipal Securities, Inc.Morgan Stanley04-16-2010
Matthew G BralPrincipal Securities, Inc.Morgan Stanley08-27-2010
James Michael SillsPrincipal Securities, Inc.Private Client Services, LLC11-29-2010
David Oster BushardPrincipal Securities, Inc.Askar Corp.12-21-2010
Jamison Raymond MoellerPrincipal Securities, Inc.Principal Funds Distributor, Inc.04-05-2011
Ann Kay SlechtaPrincipal Securities, Inc.Money Concepts Capital Corp08-09-2011
Mark Andrew GelbmanPrincipal Securities, Inc.LPL Financial LLC10-03-2011
Richard James SchmitPrincipal Securities, Inc.Birchtree Financial Services LLC02-09-2012
Matt Henry ReekersPrincipal Securities, Inc.Principal Funds Distributor, Inc.01-18-2013
James Bruce HenryPrincipal Securities, Inc.Ameritas Investment Corp.04-09-2013
Michael James HillbloomPrincipal Securities, Inc.Investment Centers of America, Inc.09-03-2013
Ann Louise HudsonPrincipal Securities, Inc.Brokers International Financial Services, LLC.10-08-2013
Sara Ann BergkampPrincipal Securities, Inc.Principal Funds Distributor, Inc.11-26-2013
Michael Jon HarkenPrincipal Securities, Inc.FBL Marketing Services, LLC$10006-02-2014
Steven Dwayne CulpPrincipal Securities, Inc.SII Investments, Inc.12-01-2014
Tyler Charles PhelpsPrincipal Securities, Inc.Ameritas Investment Corp.12-01-2015
Andrew James MurdochPrincipal Securities, Inc.Transamerica Financial Advisors, Inc04-13-2016
Dorothy M. T. WelschPrincipal Securities, Inc.ProEquities, Inc.05-10-2016
Skyler Leigh RoordaPrincipal Securities, Inc.Ameritas Investment Corp.05-16-2016
Daniel Lee WoessnerPrincipal Securities, Inc.State Farm VP Management Corp.08-30-2016
Erin M FreundPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Verlaine MacclementsPrincipal Securities, Inc.Intrust Fiduciary Group08-08-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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