Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James MurdochPrincipal Securities, Inc.Transamerica Financial Advisors, Inc04-13-2016
Angel Dawn RysdamPrincipal Securities, Inc.MML Investors Services, LLC08-29-2018
Angela EtscheidtPrincipal Securities, Inc.Thrivent Investment Management Inc.11-18-2019
Ann Louise HudsonPrincipal Securities, Inc.Brokers International Financial Services, LLC.$1,00010-08-2013
Austin J DeutschPrincipal Securities, Inc.Cambridge Investment Research, Inc.02-02-2018
Bradley G BrownPrincipal Securities, Inc.UBS Financial Services Inc.06-12-2009
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Bryan A PaulPrincipal Securities, Inc.Tower Square Securities, Inc.08-02-2010
Cassandra Marie AudasPrincipal Securities, Inc.Foresters Financial Services, Inc.11-16-2018
Conor J BoffeliPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Dale Eugene SalesPrincipal Securities, Inc.Signator Investors, Inc.08-19-2015
Daniel Lee WoessnerPrincipal Securities, Inc.State Farm VP Management Corp.08-30-2016
Dorothy M T WelschPrincipal Securities, Inc.ProEquities, Inc.05-10-2016
Dustin Ray FadigaPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC02-10-2014
Eric Edward HowardPrincipal Securities, Inc.MWA Financial Services Inc.06-19-2018
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Erin M FreundPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC08-30-2016
James Brock ScottPrincipal Securities, Inc.Investment Centers of America, Inc.09-17-2014
James Bruce HenryPrincipal Securities, Inc.Ameritas Investment Company, LLC04-09-2013
Jason M FolsomPrincipal Securities, Inc.Morgan Stanley04-16-2010
Jon F HeimPrincipal Securities, Inc.MML Investors Services, LLC01-23-2018
Jonathon Paul PiphoPrincipal Securities, Inc.Royal Alliance Associates, Inc.01-14-2020
Joseph Adam ParkerPrincipal Securities, Inc.Voya Financial Advisors, Inc.10-24-2014
Joshua James HerbstPrincipal Securities, Inc.MML Investors Services, LLC08-22-2017
Justin Carr EvansPrincipal Securities, Inc.Transamerica Investors Securities Corporation04-20-2018
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.